Disruption to routine diabetes care processes during the pandemic: evidence from a large integrated health system in the Southeast United States
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Abstract
Introduction We investigated the impact of the COVID-19 pandemic on annual adherence to seven diabetes care guidelines and risk factor management among people with diabetes.
Research design and methods We included all adults (aged ≥18 years) with prevalent diabetes as of 1 January 2018, who were continuously enrolled at Kaiser Permanente Georgia (KPGA) through 31 December 2021 (n=22 854). Prevalent diabetes was defined as a history of at least one of a diagnosis code for diabetes, use of antihyperglycemic medication, or at least one laboratory value of HbA1c, fasting plasma glucose or random glucose in the diabetic range. We defined pre-COVID (2018–2019) and during COVID (2020–2021) cohorts. Cohort-specific laboratory measurements (ie, blood pressure (BP), HbA1c, cholesterol, creatinine, urine-albumin-creatinine ratio (UACR)) and procedures (ie, eye and foot examinations) were determined from KPGA’s electronic medical record data. We used logistic generalized estimating equations (GEE), adjusted for baseline age, to assess the within-subject change in guideline adherence (ie, at least one measurement per year per period) from pre-COVID to during COVID era overall, and by age, sex, and race. Linear GEE compared mean laboratory measurements pre and during COVID.
Results The proportion of adults meeting each of the seven diabetes care guidelines decreased significantly during (vs pre) COVID (range in absolute reductions: −0.8% to −11.2%) with greatest reductions seen for BP (−11.2%) and cholesterol (−8.8%). Declines were similar across age, sex, and race subgroups. Average HbA1c and systolic BP increased 0.11% and 1.6 mmHg, respectively, while low-density lipoprotein cholesterol declined 8.9 mg/dL. The proportion of adults at high risk of kidney disease (ie, UACR ≥300 mg/g) increased from 6.5% to 9.4%.
Conclusions In an integrated healthcare system, the proportion of people with diabetes meeting guideline-recommended screenings decreased during the pandemic, coinciding with worsening glucose, kidney, and (some) cardiovascular risk profiles. Follow-up is needed to assess the long-term implications of these care gaps.
What is already known on this topic
The COVID-19 pandemic disrupted access to routine healthcare services, yet the extent to which the pandemic impacted adherence to recommended annual screenings and risk factor management among people with diabetes is less clear.
What this study adds
In this study, we show that adherence to guideline-recommended screenings among people with diabetes in a managed care setting was significantly disrupted during the COVID-19 pandemic, despite relatively uniform healthcare access for this group. This disruption was largely similar across race, age, and sex groups. Our data also suggest that these disruptions may have led to worsening glucose, kidney, and (some) cardiovascular risk profiles.
How this study might affect research, practice or policy
As we move into a postpandemic world, understanding the long-term implications of these care gaps will be important for the ongoing management of people with diabetes.
Introduction
The COVID-19 pandemic disrupted access to routine healthcare services.1 People with diabetes frequently require routine medical care, such as regular glucose monitoring and prescription refills, and have faced significant disruptions to care. Indeed, a December 2020 study by the American Diabetes Association (ADA) found that 43% of people with diabetes delayed seeking routine medical care during the pandemic.2
Current ADA guidelines recommend annual screening for blood pressure (BP), HbA1c, cholesterol, creatinine, urine-albumin-creatinine ratio (UACR), and eye and foot examinations3 to identify early signs of diabetes-related complications and implement early treatments to reduce ophthalmological (leading to blindness), neurological (leading to amputation), and cardiovascular and chronic kidney diseases.3 The extent to which the COVID-19 pandemic impacted adherence to recommended annual screenings within an integrated care setting, and whether this impact was uniform across population subgroups, is unknown.
Our primary aim was to investigate the impact of the COVID-19 pandemic on adherence to seven recommended annual diabetes screenings among people with diabetes overall, and by age, sex, and race subgroups. In a secondary aim, we investigated the impact of the COVID-19 pandemic on average laboratory measurements for five of the diabetes screenings.
Research design and methods
Data source
Kaiser Permanente Georgia (KPGA) is a large health insurance database of more than 260 000 current adult members (>40% Black) across 2230 US census tracts in the metropolitan Atlanta area as well as North Georgia. KPGA has an extensive data repository of electronic medical records (EMR), including information related to patient demographics, diagnoses, procedures, claims, laboratory values, and prescribed medications.
Study population
We identified all adult (≥18 years) members of KPGA with prevalent diabetes as of 1 January 2018 (n=38 072). Prevalent diabetes was defined as a history of at least one of a diagnosis code for diabetes (International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM) codes 249 and 250 prior to October 2015, and ICD-10-CM codes E08–E13 from October 2015 onward), use of antihyperglycemic medication, or at least one laboratory value of HbA1c ≥6.5%, fasting plasma glucose ≥126 dg/mL or random glucose ≥200 dg/mL. We did not differentiate between type 1 and type 2 diabetes, but as 95% of people with diabetes have type 2,4 results of this study are broadly applicable to people with type 2 diabetes. We excluded anyone who died during the follow-up period (n=2161; 5.6%) or discontinued KPGA enrollment (n=13 057; 34.1%). Characteristics of those included versus not included are found in online supplemental table 1. Not included patients were generally similar to included patients but were, on average, younger (55.9 years) than included (59.4 years) members and less likely to be Black (49.9% vs 57.4%). Our final sample size included 22 854 adult KPGA members with diabetes and continuous enrollment from January 2018 to December 2021. Prepandemic period was defined from 1 January 2018 through 31 December 2019, and during pandemic period was defined from 1 January 2020 through 31 December 2021. A waiver of informed consent was approved for use of these deidentified data.
Data and resource availability
The data that support the findings of this study are available from KPGA but restrictions apply to the availability of these data, which were used under license for the current study and therefore are not publicly available. Data are, however, available from the authors on reasonable request and with permission of KPGA.
Diabetes care processes and measurements
We examined seven annual diabetes care processes within KPGA members’ EMR between 2018 and 2021 (table 1). We categorized people as meeting or not meeting each of the recommended annual screenings within the pre-COVID and during COVID periods if they had at least one screening per year (ie, two per period). We also compared the average values for measurements of BP, HbA1c, creatinine, UACR, and total cholesterol in the pre-COVID and during COVID periods, whereby the average was the sum of all laboratory results, divided by the total number of laboratory measurements recorded.
Table 1
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Definition of seven annual diabetes care processes
Covariates
Characteristics of the study population, including comorbidities, were ascertained from KPGA’s EMR. Comorbidities were defined using the Elixhauser Comorbidity Index of ICD-9 and ICD-10 codes and represent prevalent conditions as of 1 January 2018. In particular, retinopathy was defined as diabetes with ophthalmic complications, and neuropathy was defined as diabetes with neurological conditions or a history of non-traumatic amputation. Neighborhood-level median household income and the Social Vulnerability Index were ascertained using US census tract data. Race was defined as White, Black or other where ‘other’ is made up of Native Hawaiian/Pacific Islander, American Indian/Alaskan Native, Asian, or multiple races. For those missing self-reported race data (n=1106; 4.8%), we applied a Bayesian method integrating surname and geocoded information to impute self-reported race.5 This approach has previously shown high correlation (76%) with self-reported race with other KP databases.5 For all variables, <0.5% of data were missing.
Statistical analysis
We followed all individuals in this longitudinal cohort from 1 January 2018 until 31 December 2021. Characteristics of the study population were summarized with frequencies, proportions, means and medians as appropriate. To compare diabetes care pre (2018–2019) and during (2020–2021) the pandemic, we summarized the proportion of people meeting recommended screenings in both periods, and examined the absolute change over time, defined as the proportion meeting guidelines during the pandemic minus the proportion meeting guidelines prepandemic. To assess the within-subject change in guideline adherence from pre-COVID to during COVID period, we performed logistic generalized estimating equation (GEE) regressions, adjusted for baseline age, for each diabetes care process. We report ORs overall and stratified by baseline age (<50 and ≥50 years), sex (men and women) and race (Black, White, other). Of note, as the same individuals were included in pre-COVID and during COVID periods, we did not adjust for race, sex, or comorbidities which were only ascertained at baseline.
To compare mean laboratory measurements pre (2018–2019) and during (2020–2021) the pandemic among those with measurements available, we similarly examined the absolute change over time, and performed linear GEE regressions, adjusted for baseline age, for each measurement of BP, HbA1c, creatinine, and total cholesterol. For UACR, data were highly skewed and thus we compared the proportion of adults at high risk for kidney disease (ie, UACR ≥300 g/mg) and reported ORs. Laboratory measurements were examined overall and stratified by people meeting annual guidelines (or not).
Sensitivity analyses
In sensitivity analyses, we examined changes in adherence to recommended screenings among those without prevalent congestive heart failure (CHF), retinopathy, or neuropathy (n=12 347), and applying a looser definition of meeting screening guidelines (ie, at least one care process in each 2-year period).
Results
Among the 22 854 KPGA adult members with prevalent diabetes who were continuously enrolled between 2018 and 2021, mean age in 2018 was 59.4 (±13.0), 44.5% were men, and 57.4% were Black (table 2). More than 60% of people had obesity, most (81.7%) had hypertension, and a large proportion had a history of depression (29.4%) and chronic lung disease (36.5%). Further, 12.9%, 31.6%, and 22.5% of KPGA members had prevalent CHF, retinopathy, and neuropathy, respectively, at baseline.
Table 2
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Baseline characteristics of adult KPGA members with diabetes as of 1 January 2018
Prepandemic, 79%, 93.5%, 38.7%, 77.1%, 35.3%, 14.3% and 2.7% of people met annual checks for HbA1c, BP, cholesterol, creatinine, UACR, eye, and foot screening, respectively. During COVID-19, the proportion of people meeting annual guidelines declined across all diabetes care processes (range in absolute declines: −0.8% to −11.2%), with greatest absolute reductions seen for BP (−11.2%) and cholesterol (−8.8%) measurements. Relative declines, adjusted for age, were greatest for BP measurements (OR 0.31, 95% CI 0.29–0.33), cholesterol (OR 0.67, 95% CI 0.65–9.70), and foot examinations (OR 0.67, 95% CI 0.60–0.76) (table 3).
Table 3
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Logistic GEE regression comparing odds of meeting annual diabetes care guidelines in pre versus during pandemic period among KPGA adult members with prevalent diabetes, 2018–2021
Declines in meeting annual screening guidelines were broadly similar across ages, sexes, and races, with some exceptions (table 4). First, absolute declines in BP measurement were greater in younger (<50 years) versus older (≥50 years) KPGA members, while declines in creatinine and foot examinations were greater in older versus younger members. Second, absolute declines in BP measurement were greater in men, while declines in creatinine were greater in women. Third, absolute declines in BP, HbA1c and cholesterol measurement were greatest in ‘other’ race groups as compared with both Black and White KPGA members.
Table 4
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Logistic GEE regression comparing odds of meeting annual diabetes care guidelines in pre versus during pandemic period among KPGA adult members with prevalent diabetes, 2018–2021, stratified by age, sex, and race
During COVID-19, and among those for whom measurements were taken, average increases were seen for HbA1c and BP, while low-density lipoprotein (LDL) cholesterol decreased, and creatinine remained similar. For UACR, the proportion of KPGA adults at high risk for kidney disease increased significantly (table 5). Similar patterns were seen in people who did or did not meet annual guidelines in pre-COVID-19 and during COVID-19 periods with some exceptions: for people not meeting annual guidelines, there was a greater increase in HbA1c (0.35%) as compared with people meeting guidelines (0.12%), but smaller declines in BP, LDL, and UACR (online supplemental table 2).
Table 5
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Linear GEE regression comparing mean diabetes care measurements in pre versus during pandemic period among KPGA adult members with prevalent diabetes, 2018–2021
Sensitivity analyses
Loosening our definition of ‘meeting guidelines’ from one screening per year to one per 2-year period resulted in a higher proportion of KPGA members meeting guidelines in both prepandemic and during pandemic periods (online supplemental table 3). Absolute declines were smaller (vs stricter guideline definition) but patterns were largely similar with some exceptions—greatest declines were seen for cholesterol and UACR, and there was a small 1% increase in the proportion of KPGA members having creatinine measured during (vs pre) pandemic period. These patterns were similar across age, sex, and race groups (online supplemental table 4).
When restricting to people without prevalent CHF, retinopathy, or neuropathy, patterns were similar to findings in the total population with greatest absolute declines seen for BP (14.2%) and cholesterol (9.8%) (online supplemental table 5). Results were similar by age, sex, and race (online supplemental table 6).
Conclusions
Adherence to guideline-recommended screenings among people with diabetes in a managed care setting was significantly disrupted during the COVID-19 pandemic, despite relatively uniform healthcare access for this group. This disruption was largely similar across race, age, and sex groups. Our data also suggest that these disruptions may have led to worsening glucose, kidney, and (some) cardiovascular risk profiles, though more research is needed to confirm these findings.
For HbA1c screening, absolute declines in our study population (3.9%) are smaller than declines reported in another US-based study using Epic Cosmos data (8.3%).6 This is most likely due to our population being members of an integrated healthcare system that was able to rapidly transition to telehealth care during the pandemic, and also as our study includes longer follow-up time (2 years vs 1 year) during the pandemic (where it is anticipated that over time, screening practices may return to pre-COVID levels). Other studies have also reported declines in outpatient visits among people with diabetes,6 7 but no corresponding increase in the incidence of complications requiring acute care,6 and either none7 or modest6 declines in glycemic control. We add to this body of evidence by adding insights regarding completion of individual recommended screenings, as well as examination of differences by age, sex, and race. To that end, we show declines were not uniform across subgroups (or across recommended care processes), with younger (vs older) adults, men (vs women), and other (vs Black and White) races less likely to meet BP measurements, while older (vs younger) adults and women (vs men) were less likely to meet serum creatinine testing. Reasons for these differences are unknown and require further examination.
Our examination of average laboratory measurements suggests that HbA1c, BP, and UACR worsened over time, while LDL cholesterol significantly improved. These data should be interpreted with caution owing to the large proportion of individuals in our population missing recorded laboratory measurements. Nonetheless, our findings of modest declines in glycemic control are similar to a study by Chen et al6 reporting a 0.05 mmol/L increase in HbA1c from January 2019 to February 2021 using Epic Cosmos data. In another US study, using Optum data, Patel et al7 reported nearly identical levels of HbA1c in 2020 compared with 2019 (7.16% vs 7.14%; 0.3%), though this study may not have captured the full impact of the COVID-19 as follow-up ended in 2020. Reasons for the decline in LDL cholesterol in our study are unclear and warrant future investigations. We also demonstrated that worsening risk factor profiles during the course of the pandemic may have been even greater in people who were (vs not) meeting annual guidelines. This suggests that sicker patients may have been those who were most likely to have measurements taken. More complete data, with longer follow-up, are needed to fully elucidate the impact of the COVID-19 pandemic on long-term glucose, cardiovascular, and kidney risk factor profiles. In the interim, use of telemedicine or continuous glucose monitoring might improve glycemic control among people with diabetes who may remain reluctant to interact with the healthcare system to the same levels as before the COVID-19 pandemic.
Our study has several limitations. First, this study includes a highly select population of people with continuous enrollment within an integrated health system who are majority Black and thus results are not generalizable to US adults without health insurance or different demographic populations. Nonetheless, examining this population allows us to examine the impact of the pandemic on healthcare access among a group of people with relatively uniform access to healthcare via health insurance. Second, it is possible that use of CPT codes to capture eye and foot examinations underestimates the proportion of people meeting these screening guidelines. Nonetheless, using CPT codes in both the prepandemic and during pandemic periods allows us to compare care processes over time. Third, analyses of average laboratory measurements over time are limited to those who had a measurement recorded which may overestimate or underestimate true estimates. Further, for some measurements, in particular UACR there is a large proportion of missing data (>30%) and thus results should be interpreted with caution. Fourth, we are unable to account for differences in healthcare policies or individual-level behaviors that may also have changed during the pandemic period and thus possibly confounded our results. Therefore, conclusions of this work pertain to the cumulative effect of the pandemic on diabetes screenings, and not to one element alone. Finally, we did not capture data on weight or smoking status, two other key diabetes screening measurements, at both time points (only prepandemic). Therefore, future research should consider the impact of the pandemic on these factors.
In our study of individuals enrolled in an integrated care setting, the proportion of people with diabetes meeting individual guideline-recommended screenings decreased during the pandemic. This appeared to coincide with worsening glucose, kidney, and some cardiovascular risk factor profiles. As the pandemic persists, continued research and careful monitoring is needed to assess the long-term implications of these care gaps.
Contributors: JLH conceived the study, contributed to study design, oversaw the analysis, and contributed to writing the manuscript. YW conducted all analyses and reviewed/edited the manuscript. JCG and BM contributed to study design and data collection and revised/edited the manuscript. SAO contributed to data analysis and revised/edited the manuscript. MKA contributed to study conceptualization, provided intellectual input and reviewed/edited the manuscript. All authors approved the final version of this manuscript. JLH is the guarantor of this work and takes responsibility for the decision to submit this work.
Funding: Research reported in this publication was supported by a Georgia Center for Diabetes Translation Research pilot award and the National Institute of Diabetes and Digestive and Kidney Diseases of the National Institutes of Health (Award No P30DK111024).
Disclaimer: The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
Competing interests: MKA is an editorial board member of BMJ Open Diabetes Research & Care.
Provenance and peer review: Not commissioned; externally peer reviewed.
Supplemental material: This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.
Data availability statement
Data may be obtained from a third party and are not publicly available. The data that support the findings of this study are available from KPGA but restrictions apply to the availability of these data, which were used under license for the current study and therefore are not publicly available. Data are, however, available from the authors upon reasonable request and with permission of KPGA.
Ethics statements
Patient consent for publication:
Not applicable.
Ethics approval:
This study involves human participants and was approved by the Institutional Review Boards at Emory University (STUDY00002924) and Kaiser Permanente Georgia (IRB 00000406). Only deidentified data were used.
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